Code of Ethics

  • Act with integrity and respect.
  • Maintain knowledge and skills to provide investment services with competence.
  • Be objective in conducting investment analysis and making recommendations.
  • Be fair and avoid conflicts of interest.
  • Preserve the confidentiality of all client information.
  • Conduct services in a professional and compliant manner.

Contact Us

Our new address is: 134 E. Wisconsin Avenue One Neenah Center, Suite 300, Neenah, WI 54956-3007 Learn more