Code of Ethics

The following Code of Ethics recognizes the obligations and responsibilities that the employees of NSAM have to its clients, regulators, colleagues, employer, and the public. This Code serves as guidance in the performance of our professional services.

  • Act with integrity and respect.
  • Maintain knowledge and skills to provide investment services with competence.
  • Research with diligence and thoroughness.
  • Be objective in conducting investment analysis and making recommendations.
  • Be fair and avoid conflicts of interest.
  • Preserve the confidentiality of all client information.
  • Conduct services in a professional and compliant manner.


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